Job Description:
Job description:
Summary
This position is designed for a skilled professional to analyse and map OTC financial products within the trade surveillance framework with a strong focus on implementing and supporting the underlying technology The role requires a deep understanding of OTC instruments including derivatives swaps FX commodities and equities as well as expertise in trade surveillance systems and data analysis tools The analyst will work closely with technology teams to design implement and maintain surveillance solutions
Key Responsibilities
The responsibilities are multifaceted reflecting the intersection of business analysis technology implementation and trade surveillance for OTC products
Analyze and Map OTC Products Conduct detailed analysis to map OTC financial products ensuring comprehensive coverage within trade surveillance systems This includes understanding the relationships between derivatives swaps FX commodities and equities
Technology Implementation This involves completing technology onboarding processes for a Trade Surveillance solution and providing guidance and support for company projects and initiatives
Business Requirements Gathering Collaborate with stakeholders including compliance legal operations and technology teams to document and understand business requirements for trade surveillance translating them into technical specifications
System Design and Testing Participate in the design of surveillance systems formulate testing approaches develop test plans and cases and support user acceptance testing UAT to ensure functionality and compliance before deployment
Data Analysis and Reporting Perform in-depth data analysis using SQL and other tools like Tableau or Power BI to identify trends anomalies and potential compliance breaches in OTC trading data Develop reports and dashboards for senior management to support decision-making and regulatory reporting
Process Improvement Identify opportunities to enhance trade surveillance processes through technological innovations and system improvements focusing on efficiency accuracy and alignment with business objectives
Documentation Develop and maintain comprehensive documentation for trade surveillance processes systems and OTC product mappings ensuring accessibility for all relevant stakeholders
Training and Support Provide training and ongoing support to business users on trade surveillance systems and processes ensuring effective adoption and usage
Stakeholder Collaboration Engage with Cross functional teams including compliance legal operations and technology to ensure seamless integration of surveillance solutions and alignment with organizational goals including regular updates to senior stakeholders and strong stakeholder management
Qualifications
Proven experience as a Business Analyst in the financial services industry with a focus on trade surveillance compliance and capital markets
Deep understanding of OTC financial products including derivatives Fixed Income Swaps FX commodities and equities with experience in their trading and risk management
Strong knowledge of trade surveillance systems and tools such as Trading Hub Actimize SMARTS or similar platforms with hands-on experience in implementation and support
Proficiency in SQL and experience with data analysis tools like Tableau or Power BI essential for data driven decision-making
Familiarity with software development life cycles SDLC and agile methodologies enhancing efficiency in system development and deployment
Knowledge of regulatory requirements related to trade surveillance
Understanding of trade surveillance regulations and practices is highly desirable enhancing the ability to deliver compliant solutions
Excellent problem-solving abilities attention to detail and strong communication skills Ability to work effectively in a team environment collaborating with Cross functional teams.
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